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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2000-04-03 |
Branch Locations
4114 N Water Tower Place Suite E, Mt. Vernon, IL 62864 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. STEWART PRODUCERS INC; 123 S 10TH ST, MOUNT VERNON, IL 62864; BOARD MEMBER; START 3/11/2009; APPROX 1 HR/MO. 2. CHAMBER OF COMMERCE; MT VERNON, IL 62864; MEMBER; START 3/28/2019; 0 HOURS. 3. POA FOR MOTHER. 4. VARIOUS OUTSIDE INSURANCE APPOINTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-05 |
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