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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-11-29 |
| IL | RA | APPROVED | 2007-07-20 |
Branch Locations
2711 Broadway, Mt. Vernon, IL 62864 • United States
200 E. Jefferson St, Effingham, IL 62401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Effingham | IL | 11/2004 | Present |
residential rental property - Effingham, IL - Owner/landlord - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-19 |
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