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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-01-06 |
| TX | RA | APPROVED_RES | 2020-01-03 |
Branch Locations
5200 Town Center Cir Ste 600, Boca Raton, FL 33486-1045 • United States
Plantation, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Boca Raton | FL | 02/2003 | 09/2019 |
| Cetera Advisor Networks Llc | Boca Raton | FL | 09/2019 | 01/2020 |
| Summit Financial Group Inc | Boca Raton | FL | 08/2016 | 01/2020 |
| Ameriprise Financial Services, Inc | Boca Raton | FL | 01/2020 | 03/2020 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-28 |
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