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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-04-26
  • PA RA
    APPROVED
    Since 2023-04-26

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Mountiville, PA • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-04-26
  • OH RA
    APPROVED
    Since 2023-04-26

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Mountiville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel York PA 11/2015 10/2017
Stifel York PA 10/2017 01/2023
Lpl Financial Llc Lancaster PA 02/2023 04/2023
Raymond James & Associates, Inc Lancaster PA 04/2023 Present
Raymond James Financial Services, Inc Lancaster PA 04/2023 Present
Raymond James Financial Services Advisors, Inc Lancaster PA 04/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-23
  • S66 Uniform Combined State Law Examination
    2017-10-23
Other Names
  • Debra Denise Lineaweaver

View on SEC IAPD

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