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CRD 5178181
Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-04-26 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-04-26 |
Branch Locations
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel | York | PA | 11/2015 | 10/2017 |
| Stifel | York | PA | 10/2017 | 01/2023 |
| Lpl Financial Llc | Lancaster | PA | 02/2023 | 04/2023 |
| Raymond James & Associates, Inc | Lancaster | PA | 04/2023 | Present |
| Raymond James Financial Services, Inc | Lancaster | PA | 04/2023 | Present |
| Raymond James Financial Services Advisors, Inc | Lancaster | PA | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-23 |
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