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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-09 |
| FL | RA | APPROVED | 2022-05-16 |
Branch Locations
201 E. Las Olas Blvd. Suite 1630, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Boca Raton | FL | 04/2009 | 05/2022 |
| Raymond James & Associates, Inc | Fort Lauderdale | FL | 05/2022 | Present |
(1)Name of Business: Deer Park Farm New Castle Virginia LLC Address: 2720 NE 6th Street, Pompano Beach, FL, 33062, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 02/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Spouse runs day to day operation of a short term rental home.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1981-06-11 |
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