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Mara Schiff Schainuck

Allied Private Wealth

Boca Raton, FL

CRD 730688

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Employer firm

Allied Private Wealth CRD 328952

$224M regulatory AUM 228 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Allied Private Wealth

7700 Congress Ave Suite 3208, Boca Raton, FL 33487 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-06
  • FL RA
    APPROVED
    Since 2024-12-06

Branch Locations

7700 Congress Ave Suite 3208, Boca Raton, FL 33487 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Plantation FL 10/2007 Present
Morgan Stanley Smith Barney Coral Springs FL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 10/2007 → Present
    Morgan Stanley & Co.
    Plantation, FL
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Coral Springs, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2009-06-01 → 2024-11-27
    Coral Springs, FL
    Palm Beach Gardens, FL
  • 2007-10-15 → 2009-06-01
    Morgan Stanley & Co. Llc
    Plantation, FL
    Coral Springs, FL
  • 2003-07-01 → 2007-10-18
    Coral Springs, FL
    Coral Springs, FL
  • 2000-07-26 → 2003-07-01
    Prudential Equity Group, Llc
    Coral Springs, FL
Other Businesses

1. WROTE AND PUBLISHING A BOOK: THE STOCKBROKER-960 NW 121 AVENUE CORAL SPRINGS, FLORIDA 33071- I HAVE AUTHORED MY BOOK: THE STOCKBROKER. IT WILL BE PUBLISHED WITH THE NEXT SEVERAL WEEKS-FOUR HOURS/MONTH. THE BOOK IS WRITTEN AND ABOUT TO BE PUBLISHED; 5 AFTER BUSINESS HOURS; 0 DURING TRADING HOURS, 0 SHARES HELD- NON INVESTMENT RELATED; 05/2012 *593797 - Le Club Intercontinental Palm Beach; Investment Related - No; West Palm Beach, Florida; Art/Culture; Board Member(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2024; During Business Hours: 0; After Business Hours: 0.15; Recreational Social Club

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-16
S63 Uniform Securities Agent State Law Examination 1983-09-19
  • S65 Uniform Investment Adviser Law Examination
    1992-09-16
  • S63 Uniform Securities Agent State Law Examination
    1983-09-19
Other Names
  • Mara Schainuck
  • Mara Schiff

View on SEC IAPD

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