Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2004-04-14
TX RA APPROVED_RES 1999-12-08
  • GA RA
    APPROVED
    Since 2004-04-14
  • TX RA
    APPROVED_RES
    Since 1999-12-08

Branch Locations

10000 Avalon Blvd, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Duluth GA 05/1981 Present
Bank Of America, N.A. Alpharetta GA 06/2011 Present
Other Businesses

I*75644 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PEACHTREE CORNERS BAPTIST CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: 4480 PEACHTREE CORNERS CIRCLE, NORCROSS, GEORGIA 30092 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 10/26/2014 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE BEEN ELECTED AS AN ELDER FOR OUR CHURCH. THE TERM IS FOR THREE YEARS. OUR ELDER BOARD IS COMPOSED OF NINE PEOPLE WITH ROTATING TERMS OF THREE YEARS EACH. MY RESPONSIBILITY IS OVERSIGHT WITH NO CHECK WRITING AUTHORITY. I*1890277 Entity For Profit Name of OBA: Alumni Club-421 Queen City LLC Address: Tuscaloosa, Alabama, 35401 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2024 No Hours: 8 No Hours during trading: 0 Duties: Dining Club, Asked to join the inaugural Board of Governors

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-15
S63 Uniform Securities Agent State Law Examination 1981-06-10
  • S65 Uniform Investment Adviser Law Examination
    1994-09-15
  • S63 Uniform Securities Agent State Law Examination
    1981-06-10
Other Names
  • Harvey Lawrence Snider

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Alpharetta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor