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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2016-10-28
  • NH RA
    APPROVED
    Since 2016-10-28

Branch Locations

8 Boutilier Lane, North Hampton, NH 03862 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation North Hampton NH 07/2015 10/2016
Lpl Financial Llc North Hampton NH 10/2016 Present
Integrated Wealth Concepts Llc North Hampton NH 10/2016 Present
Previous Registrations
  • 2015-07-02 → 2016-11-05
    Osaic Fa, Inc.
    North Hampton, NH
    North Hampton, NH
    Waltham, MA
  • 2004-05-28 → 2014-11-12
    North Hampton, NH
    Waltham, MA
    Westwood, MA
    North Hampton, NH
  • 2002-02-07 → 2004-06-03
    Ws Griffith Securities, Inc.
    No. Hampton, NH
Other Businesses

1. 10/28/2016 - JUDITH CHIMENTI/ NON-VARIABLE INSURANCE/ 30%/ NORTH HAMPTON, NH 2. 10/28/2016 - INTEGRATED FINANCIAL PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ NORTH HAMPTON, NH 3. 11/18/2016 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 100% - IAR. 4. 11/18/2016 - Integrated Wealth Concepts LLC - DBA: (Hybrid) Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 100% - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 6. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-09-14
  • S63 Uniform Securities Agent State Law Examination
    1981-09-14
Designations

View on SEC IAPD

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