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Tracy E. Jaquith Middleton

Castle Asset Management, LLC

North Hampton, NH

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Current Employers
Castle Asset Management, Llc

64 Lafayette Rd Suite 8, North Hampton, NH 03862 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-01-24
NH RA APPROVED 2018-05-18
  • MA RA
    APPROVED
    Since 2019-01-24
  • NH RA
    APPROVED
    Since 2018-05-18

Branch Locations

64 Lafayette Rd Suite 8, North Hampton, NH 03862 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Castle Asset Management Llc North Hampton NH 05/2018 Present
Unemployed Greenland NH 12/2015 05/2017
Castle Asset Management Llc Hampton NH 05/2017 05/2018
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-04
S63 Uniform Securities Agent State Law Examination 1987-03-12
  • S65 Uniform Investment Adviser Law Examination
    2018-05-04
  • S63 Uniform Securities Agent State Law Examination
    1987-03-12
Other Names
  • Tracy Elizabeth Jaquith
  • Tracy Elizabeth Jaquithmiddleton

View on SEC IAPD

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