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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-19
NJ RA APPROVED 2019-11-21
  • TX RA
    APPROVED_RES
    Since 2019-12-19
  • NJ RA
    APPROVED
    Since 2019-11-21

Branch Locations

830 Broad St. Suite 5, Shrewsbury, NJ 07702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New Jersey NY 10/1983 11/2019
Raymond James Financial Services, Inc. Shrewsbury NJ 11/2019 Present
Raymond James Financial Services Advisors Inc. Shrewsbury NJ 11/2019 Present
Previous Registrations
Other Businesses

(1)Name of Business: The Cutrupi Group, LLC Address: 830 Broad St, STE 5, Shrewsbury, NJ, 07702, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/14/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Offering Financial Services to individuals through Raymond James Financial Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-04-15
S63 Uniform Securities Agent State Law Examination 1981-05-27
  • S65 Uniform Investment Adviser Law Examination
    1992-04-15
  • S63 Uniform Securities Agent State Law Examination
    1981-05-27

View on SEC IAPD

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