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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-11-15 |
| TX | RA | APPROVED_RES | 2024-11-13 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
3453 Pelham Rd Suite 201, Greenville, SC 29615 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Greenville | SC | 03/1988 | 11/2018 |
| Stifel Nicolaus & Co Inc | Charlotte | NC | 11/2018 | 11/2024 |
| Kestra Investment Services Llc | Greenville | SC | 11/2024 | Present |
| Kestra Advisory Services Llc | Greenville | SC | 11/2024 | Present |
Name: FAUST WEALTH MANAGEMENT POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 11/12/2024 ADDRESS: 3453 Pelham Road, Suite 201, Greenville SC 29615, United States DESCRIPTION: Owner / advisor Name; K&J LLC POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2014 ADDRESS: 210 Squires Creek, Simpsonville SC 29615, United States DESCRIPTION: Keep it functional
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1981-05-28 |
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