Steven Alan Simon

Current Employers

Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2000-11-30

CA RA
APPROVED

Since 2000-11-30

Branch Locations

8383 Wilshire Blvd Suite 450, Beverly Hills, CA 90211 • United States

One National Life Drive, Montpelier, VT 05604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Equity Services, Inc.	Los Angeles	CA	02/1995	Present
National Life Group	Beverly Hills	CA	09/1997	Present

02/1995 → Present

Equity Services, Inc.

Los Angeles, CA
09/1997 → Present

National Life Group

Beverly Hills, CA

Other Businesses

*NATIONAL LIFE GROUP, INV REL, 8383 WILSHIRE BLVD, SUITE 450, BEVERLY HILLS, CA. INS SALES, AGENT, 9/1997-PRES, DUR TRAD HRS, I AM AN AGENT FOR SEVERAL COMPANIES SELLING LIFE INS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-03-11

S63 Uniform Securities Agent State Law Examination

1991-03-11

Designations

Other Names

Steve Simon
Steven A Simon

View on SEC IAPD

Current Employers

Equity Services, Inc.

Disclosures

Employment History

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