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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-06-30 |
Branch Locations
325 N. Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States
1000 & 1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Troy | MI | 02/2014 | 06/2026 |
| Bank Of America, N.A. | Troy | MI | 12/2020 | 06/2026 |
| Ubs Financial Services, Inc | Birmingham | MI | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-21 |
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