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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
10261 Yellow Circle Dr, Minnetonka, MN 55330 • United States
2470 Carman St., Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Star Consultants | Minneapolis | MN | 12/1980 | Present |
| C.R.I. Securities, Inc. | St. Paul | MN | 03/1981 | 10/2021 |
| Securian Financial Services, Inc. | St. Paul | MN | 03/1981 | 08/2023 |
| Minnesota Life Insurance Company | St. Paul | MN | 03/1981 | 08/2023 |
| Fortune Financial | Minnetonka | MN | 10/1997 | Present |
| Fortune Financial Holdings, Llc | Minneapolis | MN | 05/2000 | Present |
| Cetera Wealth Services, Llc | Minnetonka | MN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) FORTUNE FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 50 START DATE: 03/01/1981 ADDRESS: , Minnetonka MN , United States DESCRIPTION: Agent/Broker 2) FORTUNE FINANCIAL HOLDINGS LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2000 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Owner 3) JARNES FINANCIAL SERVICES INC. POSITION: Independent Contractor NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2014 ADDRESS: , Bloomington MN , United States DESCRIPTION: Independent Contractor 4) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 5) NOTARY PUBLIC POSITION: Independent Contractor NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2004 ADDRESS: , Bloomington MN , United States DESCRIPTION: Independent Contractor 6) RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/27/2019 ADDRESS: 2235 Storm Meadows Drive #351, Steamboat Springs CO 80487, United States DESCRIPTION: The property is a condo at Steamboat Springs ski mountain in Colorado. It will be rented to outside parties of offset the ongoing expenses and it will be used by our family for personal ski trips 1-2 weeks per year. 7) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/1985; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 8) NAME OF OTHER BUSINESS: BLOOMINGTON RENTAL; INVESTMENT RELATED: NO; ADDRESS: 5017 W 110TH STREET BLOOMINGTON, MN 55391; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 06/2020; POSITION/TITLE/RELATIONSHIP: OWNER/LANDLORD; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: GENERAL LANDLORD DUTIES; 9) NAME OF OTHER BUSINESS: IRVINE PARK CONDOMINIUMS, LLC; INVESTMENT RELATED: NO; ADDRESS: 8521 E. MCDOWELL RD SCOTTSDALE, AZ 85257; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 05/1998; POSITION/TITLE/RELATIONSHIP: PARTNER/INVESTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-04-30 |
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