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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

10261 Yellow Circle Dr, Minnetonka, MN 55330 • United States

2470 Carman St., Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Star Consultants Minneapolis MN 12/1980 Present
C.R.I. Securities, Inc. St. Paul MN 03/1981 10/2021
Securian Financial Services, Inc. St. Paul MN 03/1981 08/2023
Minnesota Life Insurance Company St. Paul MN 03/1981 08/2023
Fortune Financial Minnetonka MN 10/1997 Present
Fortune Financial Holdings, Llc Minneapolis MN 05/2000 Present
Cetera Wealth Services, Llc Minnetonka MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 12/1980 → Present
    North Star Consultants
    Minneapolis, MN
  • 03/1981 → 10/2021
    C.R.I. Securities, Inc.
    St. Paul, MN
  • 03/1981 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 03/1981 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 10/1997 → Present
    Fortune Financial
    Minnetonka, MN
  • 05/2000 → Present
    Fortune Financial Holdings, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minnetonka, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-07-16 → 2023-08-10
    Securian Financial Services, Inc.
    Minnetonka, MN
    Minnetonka, MN
    St. Paul, MN
  • 2007-07-16 → 2021-10-28
    Cri Securities, Llc
    Minnetonka, MN
    Minnetonka, MN
Other Businesses

1) FORTUNE FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 50 START DATE: 03/01/1981 ADDRESS: , Minnetonka MN , United States DESCRIPTION: Agent/Broker 2) FORTUNE FINANCIAL HOLDINGS LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2000 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Owner 3) JARNES FINANCIAL SERVICES INC. POSITION: Independent Contractor NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2014 ADDRESS: , Bloomington MN , United States DESCRIPTION: Independent Contractor 4) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 5) NOTARY PUBLIC POSITION: Independent Contractor NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2004 ADDRESS: , Bloomington MN , United States DESCRIPTION: Independent Contractor 6) RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/27/2019 ADDRESS: 2235 Storm Meadows Drive #351, Steamboat Springs CO 80487, United States DESCRIPTION: The property is a condo at Steamboat Springs ski mountain in Colorado. It will be rented to outside parties of offset the ongoing expenses and it will be used by our family for personal ski trips 1-2 weeks per year. 7) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/1985; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 8) NAME OF OTHER BUSINESS: BLOOMINGTON RENTAL; INVESTMENT RELATED: NO; ADDRESS: 5017 W 110TH STREET BLOOMINGTON, MN 55391; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 06/2020; POSITION/TITLE/RELATIONSHIP: OWNER/LANDLORD; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: GENERAL LANDLORD DUTIES; 9) NAME OF OTHER BUSINESS: IRVINE PARK CONDOMINIUMS, LLC; INVESTMENT RELATED: NO; ADDRESS: 8521 E. MCDOWELL RD SCOTTSDALE, AZ 85257; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 05/1998; POSITION/TITLE/RELATIONSHIP: PARTNER/INVESTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-04-30
  • S63 Uniform Securities Agent State Law Examination
    1981-04-30
Designations

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