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Dean Williams Pickett

Oppenheimer & Co. Inc.

Seattle, WA

Bainbridge Island, WA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-03
WA RA APPROVED 2018-03-29
  • TX RA
    APPROVED
    Since 2018-04-03
  • WA RA
    APPROVED
    Since 2018-03-29

Branch Locations

701 Pike Street Suite 2100, Seattle, WA 98101 • United States

Bainbridge Island, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Seattle WA 12/2007 Present
Oppenheimer & Co. Inc. Seattle WA 09/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-28
S63 Uniform Securities Agent State Law Examination 2017-12-29
  • S66 Uniform Combined State Law Examination
    2018-03-28
  • S63 Uniform Securities Agent State Law Examination
    2017-12-29
Other Names
  • Dean Wilburn Pickett
  • Dean Williams Pickett

View on SEC IAPD

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FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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