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George Childs Hart

Rbc Capital Markets, LLC

St. Paul, MN

East Gull Lake, MN

West St Paul, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-05-12
TX RA APPROVED_RES 2017-03-30
MN RA APPROVED 2013-11-14
NC RA APPROVED 2007-03-13
OH RA APPROVED 2005-10-13
  • VA RA
    APPROVED
    Since 2025-05-12
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • MN RA
    APPROVED
    Since 2013-11-14
  • NC RA
    APPROVED
    Since 2007-03-13
  • OH RA
    APPROVED
    Since 2005-10-13

Branch Locations

971 Sibley Memorial Hwy Suite 100, St. Paul, MN 55118-2250 • United States

East Gull Lake, MN • United States

West St Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc St. Paul MN 03/2008 Present
City National Bank St. Paul MN 06/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-29
S65 Uniform Investment Adviser Law Examination 1999-11-22
S63 Uniform Securities Agent State Law Examination 1987-07-10
  • S66 Uniform Combined State Law Examination
    2006-03-29
  • S65 Uniform Investment Adviser Law Examination
    1999-11-22
  • S63 Uniform Securities Agent State Law Examination
    1987-07-10

View on SEC IAPD

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HILLTOP SECURITIES INC. · St. Paul, MN
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