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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-09-17
MD RA APPROVED 2009-01-02
TX RA APPROVED_RES 2009-01-02
  • VA RA
    APPROVED
    Since 2020-09-17
  • MD RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

336 Cannon St., Chestertown, MD 21620 • United States

Parksley, VA • United States

Grasonville, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Chestertown MD 01/1999 Present
Raymond James Financial Services Advisors, Inc Chestertown MD 01/2009 Present
Valliant And Associates, Llc Chestertown MD 01/1997 Present
Cnb (Formerly Centreville National Bank) Centreville MD 06/2002 01/2017
  • 01/1999 → Present
    Raymond James Financial Services, Inc.
    Chestertown, MD
  • 01/2009 → Present
    Chestertown, MD
  • 01/1997 → Present
    Valliant And Associates, Llc
    Chestertown, MD
  • 06/2002 → 01/2017
    Cnb (Formerly Centreville National Bank)
    Centreville, MD
Other Businesses

(1) Name of Business: Medical Mutual Liability Insurance of Maryland Address: 225 International Circle, Cockeysville , MD, 21030, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 05/01/1996 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board Member (2) Name of Business: Medical Mutual Liability Insurance Society of Maryland Address: 225 International Cir., Cockeysville , MD, 21030, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director, Finance/Investment Committee Member, Subcommittee Member Investment Related: Yes Start Date: 05/15/1996 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Medical Mutual Liability Insurance is a medical malpractice mutual company that insures doctors in the states of Maryland and Virginia. In reviewing the outside business activity it appears that in conversion the activity fell off the outside business activity that has been previously approved. for over 25 years. (3) Name of Business: Soque LLC Address: 304 Country Lane, Grasonville , MD, 21638, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 06/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an partner of the LLC with my husband Bruce who will be filling an OBA of his own. (4) Name of Business: Valliant and Associates, LLC Address: 110 S Queen St, Chestertown, MD, 21620, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/28/1997 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Member (5) Name of Business: Valliant Shellfish and Seafood LLC Address: 304 Country Lane, Grasonville, MD, 21638, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 10/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-21
S63 Uniform Securities Agent State Law Examination 1994-08-11
  • S65 Uniform Investment Adviser Law Examination
    1995-03-21
  • S63 Uniform Securities Agent State Law Examination
    1994-08-11
Other Names
  • Maryellen Mcauliffe Valliant
  • Maryellen Mcauliffe
  • Mary Ellen Mcauliffe

View on SEC IAPD

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