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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-09-17 |
| MD | RA | APPROVED | 2009-01-02 |
| TX | RA | APPROVED_RES | 2009-01-02 |
Branch Locations
336 Cannon St., Chestertown, MD 21620 • United States
Parksley, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Chestertown | MD | 01/1999 | Present |
| Raymond James Financial Services Advisors, Inc | Chestertown | MD | 01/2009 | Present |
| Valliant And Associates, Llc | Chestertown | MD | 01/1997 | Present |
| Cnb (Formerly Centreville National Bank) | Centreville | MD | 06/2002 | 01/2017 |
(1) Name of Business: Medical Mutual Liability Insurance of Maryland Address: 225 International Circle, Cockeysville , MD, 21030, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 05/01/1996 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board Member (2) Name of Business: Medical Mutual Liability Insurance Society of Maryland Address: 225 International Cir., Cockeysville , MD, 21030, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director, Finance/Investment Committee Member, Subcommittee Member Investment Related: Yes Start Date: 05/15/1996 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Medical Mutual Liability Insurance is a medical malpractice mutual company that insures doctors in the states of Maryland and Virginia. In reviewing the outside business activity it appears that in conversion the activity fell off the outside business activity that has been previously approved. for over 25 years. (3) Name of Business: Soque LLC Address: 304 Country Lane, Grasonville , MD, 21638, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 06/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an partner of the LLC with my husband Bruce who will be filling an OBA of his own. (4) Name of Business: Valliant and Associates, LLC Address: 110 S Queen St, Chestertown, MD, 21620, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/28/1997 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Member (5) Name of Business: Valliant Shellfish and Seafood LLC Address: 304 Country Lane, Grasonville, MD, 21638, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 10/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-11 |
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