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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-12-12
TX RA APPROVED 2022-02-17
MD RA APPROVED 2009-01-02
  • VA RA
    APPROVED
    Since 2025-12-12
  • TX RA
    APPROVED
    Since 2022-02-17
  • MD RA
    APPROVED
    Since 2009-01-02

Branch Locations

336 Cannon St., Chestertown, MD 21620 • United States

Grasonville, MD • United States

Parksley, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Chestertown MD 09/1999 Present
Valliant And Associates Grasonville MD 06/1997 Present
Raymond James Financial Services Advisors, Inc Chestertown MD 01/2009 Present
Soque Properties Llc Chestertown MD 02/2009 Present
  • 09/1999 → Present
    Raymond James Financial Services, Inc
    Chestertown, MD
  • 06/1997 → Present
    Valliant And Associates
    Grasonville, MD
  • 01/2009 → Present
    Chestertown, MD
  • 02/2009 → Present
    Soque Properties Llc
    Chestertown, MD
Other Businesses

(1)Name of Business: Soque Properties, LLC Address: 304 Country Lane, Grasonville, MD, 21638, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 02/13/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of LLC (2)Name of Business: Valliant & Associates LLC Address: 304 Country Lane, Grasonville, MD, 21638, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/16/1997 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION (3)Name of Business: Valliant Shellfish and Seafood, LLC Address: 304 Country Lane, Grasonville, MD, 21638, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 02/02/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Manage growing and selling of farmed shellfish and seafood in Maryland and other states.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-03
  • S66 Uniform Combined State Law Examination
    2000-03-03

View on SEC IAPD

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