Anthony Michael Fauci

Current Employers

Employment History

• 12/2008 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  New York, NY
• 09/2022 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Staten Island, NY
  New York, NY
  New York, NY
  Red Bank, NJ
• 2008-12-09 → 2012-07-02
  First Allied Securities, Inc.
  New York, NY
  New York, NY
  Red Bank, NJ
  Staten Island, NY
  Staten Island, NY
  New York, NY
  Red Bank, NJ
• 2008-09-29 → 2008-12-09
  First Montauk Securities Corp.
  Red Bank, NJ
  Staten Island, NY
  Red Bank, NJ
  New York, NY

Other Businesses

1.) FRCT LLC - FAUCI RUBANO CAPALDO TOBACCO LLC; CORPORATION; PARTNER; DBA >5 HOURS PER MONTH. START DATE 4/16/2004. 2.) FRCT WEALTH MANAGEMENT GROUP; PARTNER; DBA; START DATE: 12/01/2008. 3.) GUIDED PROFESSIONAL SOLUTIONS LLC; 101 TYRELLAN AVE STE 400 STATE ISLAND NY 10009; DBA; PARTNER (20%); START DATE: 11/01/2009; 40 HOURS A MONTH 4.) THE OVERLOOK MANAGEMENT CORP; PARTNER; HOLDING COMPANY; START DATE 07/10/2015; 8 HOURS PER MONTH. 5.) FEHERTY'S TROOPS FIRST; INDEPENDENT CONTRACTOR; NON-PROFIT ORGANIZATION; START DATE: 09/15/2017; 4 HOURS PER MONTH. 6.) ID 360; PARTNER; CONSULTING; START DATE: 05/22/2019; 12 HOURS PER MONTH. 7.) CYBER COMPLIANT; PARTNER; CONSULTING; START DATE: 4/15/2021; 4 HOURS PER MONTH. 8.) NAME OF OTHER BUSINESS: TONY'S ITALIAN TABLE, LLC , INVESTMENT RELATED: NO, ADDRESS: 9430 BELLASERA CIRCLE, MYRTLE BEACH, SC 29579, NATURE OF BUSINESS: RESTAURANT, START DATE:11/2024, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: PASSIVE INVESTOR;

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-18
• S63 Uniform Securities Agent State Law Examination
  1994-06-13