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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-04-23 |
| CT | RA | APPROVED | 1989-06-13 |
Branch Locations
850 Farmington Ave, Farmington, CT 06032 • United States
Unionville, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Farmington | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Farmington | CT | 03/2020 | Present |
Business Ownership; Cormier Wealth Management, LLC; ; Legal entity established to manage salaries and expenses for Ameriprise business.; 850 Farmington Ave.Farmington, CT 06032, ,; Not Investment-Related; 07/01/2013; 1 to 9 hours per month; 0 during trading hours. Real Estate License; Yes.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-05-11 |
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