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Current Employers
Intercarolina Financial Services, Inc.

3300 Battleground Avenue Suite 202, Greensboro, NC 27410 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-19
FL RA APPROVED 2026-01-19
MN RA APPROVED 2026-01-19
NV RA APPROVED 2026-01-19
GA RA APPROVED 2021-07-30
NC RA APPROVED 2020-05-01
SD RA APPROVED 2018-10-11
TX RA APPROVED_RES 2017-09-19
  • CA RA
    APPROVED
    Since 2026-01-19
  • FL RA
    APPROVED
    Since 2026-01-19
  • MN RA
    APPROVED
    Since 2026-01-19
  • NV RA
    APPROVED
    Since 2026-01-19
  • GA RA
    APPROVED
    Since 2021-07-30
  • NC RA
    APPROVED
    Since 2020-05-01
  • SD RA
    APPROVED
    Since 2018-10-11
  • TX RA
    APPROVED_RES
    Since 2017-09-19

Branch Locations

3300 Battleground Ave Suite 400, Greensboro, NC 27410 • United States

3300 Battleground Ave. Suite 400, Greensboro, NC 27410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intercarolina Financial Services, Inc. Greensboro NC 09/1986 Present
Fund Direct Advisors, Inc. Greensboro NC 04/2013 04/2019
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-07-11
S63 Uniform Securities Agent State Law Examination 1981-09-25
  • S65 Uniform Investment Adviser Law Examination
    1991-07-11
  • S63 Uniform Securities Agent State Law Examination
    1981-09-25

View on SEC IAPD

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