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3300 Battleground Avenue Suite 202, Greensboro, NC 27410 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-19 |
| FL | RA | APPROVED | 2026-01-19 |
| MN | RA | APPROVED | 2026-01-19 |
| NV | RA | APPROVED | 2026-01-19 |
| GA | RA | APPROVED | 2021-07-30 |
| NC | RA | APPROVED | 2020-05-01 |
| SD | RA | APPROVED | 2018-10-11 |
| TX | RA | APPROVED_RES | 2017-09-19 |
Branch Locations
3300 Battleground Ave Suite 400, Greensboro, NC 27410 • United States
3300 Battleground Ave. Suite 400, Greensboro, NC 27410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Intercarolina Financial Services, Inc. | Greensboro | NC | 09/1986 | Present |
| Fund Direct Advisors, Inc. | Greensboro | NC | 04/2013 | 04/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1981-09-25 |
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