John B King

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2006-07-19
CT	RA	APPROVED	2006-03-08

TX RA
APPROVED

Since 2006-07-19
CT RA
APPROVED

Since 2006-03-08

Branch Locations

9 Melrose Dr, Farmington, CT 06032 • United States

New Hartford, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	03/2006	Present
Bank Of America,N.A.	Farmington	CT	06/2011	Present

03/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
06/2011 → Present

Bank Of America,N.A.

Farmington, CT

Previous Registrations

2005-08-01 → 2006-03-08

Advest, Inc.

Hartford, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-09-16
S63	Uniform Securities Agent State Law Examination	1983-07-13

S65 Uniform Investment Adviser Law Examination

2004-09-16
S63 Uniform Securities Agent State Law Examination

1983-07-13

Other Names

John Michael King

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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