Charles Eugene Williams

Current Employers

Employment History

• 01/2000 → 12/2018
  Questar Capital Corporation
  Minneapolis, MN
• 02/2005 → 12/2018
  Questar Asset Management
  Minneapolis, MN
• 01/2019 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2019-02-15 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2005-03-08 → 2018-12-31
  Questar Asset Management, Inc.
  Westfield, IN
• 2003-10-22 → 2005-12-31
  Questar Capital Corporation
  Indianapolis, IN
  Noblesville, IN
  Westfield, IN

Other Businesses

1. C. E. WILLIAMS FINANCIAL SERVICES, INC. POSITION: President/Owner NATURE: CE Williams Financial Services Inc. is a Sub S Corp that I established in 2000. The purpose of this corp was for accounting and marketing of my insurance sales. I still maintain the corp but have shifted to DBA/ Williams Wealth Management for marketing and mostly all income is currently as a sole proprietor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 30 START DATE: 07/01/2000 ADDRESS: 17819 Commerce Dr, suite 200, Westfield IN 46074, United States DESCRIPTION: Insurance salesman and advisor 2. WILLIAMS FARMS POSITION: owner/operator NATURE: This is Real Estate that I inherited/bought over the past 45 years. It was where I grew up and my permanent residence The farm is currently a grain operation of 220 acres growing corn, soybeans, or hay and the operation and labor is done by the tenant renting the ground on a 50/50 basis and we make decisions together. Ownership its 75% mine, and 25% my two sisters. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/01/1981 ADDRESS: 2572 East 825 South, Macy IN 46951, United States DESCRIPTION: At this time is supervision of operator and maintenance of property including my residence 3. CROOKED CREEK CONDOMINIUMS POSITION: board member NATURE: I am on the board at my condo association. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/21/2001 ADDRESS: 8290 Hewlett Dr, suite 200, Indianapolis IN 46268, United States DESCRIPTION: Working with the management co to operate the condo association for the best interest of all Homeowners, Make budgets and decisions that help all members increase value and maintain this housing association.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-08-27
• S63 Uniform Securities Agent State Law Examination
  1986-05-29

Other Names

• Charlie Williams