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Vernon D Isaacs

Edward Jones

Westfield, IN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-05
IN RA APPROVED 2019-09-06
  • TX RA
    APPROVED_RES
    Since 2023-12-05
  • IN RA
    APPROVED
    Since 2019-09-06

Branch Locations

350 E Main Street, Westfield, IN 46074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lafayette Bank & Trust Co Greenfield IN 11/2015 09/2019
Cetera Investment Services Llc St. Cloud MN 11/2015 09/2019
Cetera Investment Advisers Llc Greenfield IN 11/2015 09/2019
Edward Jones St.LOuis MO 09/2019 Present
  • 11/2015 → 09/2019
    Lafayette Bank & Trust Co
    Greenfield, IN
  • 11/2015 → 09/2019
    Cetera Investment Services Llc
    St. Cloud, MN
  • 11/2015 → 09/2019
    Greenfield, IN
  • 09/2019 → Present
    St.LOuis, MO
Previous Registrations
  • 2015-11-27 → 2019-09-05
    Lafayette, IN
    Greenfield, IN
  • 2014-08-04 → 2015-11-16
    Zionsville, IN
    Indianapolis, IN
    Indianapolis, IN
    Fishers, IN
    Fishers, IN
    Carmel, IN
    Fishers, IN
    Zionsville, IN
    Zionsville, IN
    Noblesville, IN
  • 2010-06-17 → 2014-07-28
    Carmel, IN
  • 2008-08-25 → 2010-05-18
    Chase Investment Services Corp.
    Indianapolis, IN
    Indianapolis, IN
    Fishers, IN
    Westfield, IN
    Indianapolis, IN
    Indianapolis, IN
    Noblesville, IN
    Indianapolis, IN
Other Businesses

Rental Property Type: Rental Date: 12/01/11 Title: Owner Trad Hrs: 0 Tot Hrs: 1 Desc: Prior home that is now a rental, takes less than 1 hour per week to manage. Monthly rent/income is $1,450. cost per year are the same with mortgage. City-State: Indianapolis IN

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-22
S63 Uniform Securities Agent State Law Examination 2005-10-05
  • S65 Uniform Investment Adviser Law Examination
    2008-08-22
  • S63 Uniform Securities Agent State Law Examination
    2005-10-05
Designations
Other Names
  • Doug Isaacs
  • V. Douglas Isaacs
  • Vernon Douglas Isaacs
  • Vernon Douglas Isaacs

View on SEC IAPD

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