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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • IN RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

116 N Union St, Westfield, IN 46074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Zionsville IN 04/2007 09/2019
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Hedrick Wealth Management Westfield IN 09/2019 Present
Magnolia Lane Properties, Llc Westfield IN 09/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/2007 → 09/2019
    Woodbury Financial Services
    Zionsville, IN
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2019 → Present
    Hedrick Wealth Management
    Westfield, IN
  • 09/2017 → Present
    Magnolia Lane Properties, Llc
    Westfield, IN
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-04-18 → 2019-10-14
    Woodbury Financial Services, Inc.
    Westfield, IN
    Noblesville, IN
    Zionsville, IN
    Bonita Springs, FL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: HEDRICK WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OWNER - AGENT 3. NAME OF OTHER BUSINESS: MAGNOLIA LANE PROPERTIES, LLC INVESTMENT RELATED: NO ADDRESS: 116 N UNION ST WESTFIELD IN 46074 NATURE OF BUSINESS: REAL ESTATE START DATE: 09/2017 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-24
S63 Uniform Securities Agent State Law Examination 2004-07-09
  • S65 Uniform Investment Adviser Law Examination
    2006-08-24
  • S63 Uniform Securities Agent State Law Examination
    2004-07-09
Other Names
  • Tom Hedrick

View on SEC IAPD

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