David Kay Johnston

Current Employers

Employment History

• 06/2009 → 06/2017
  Morgan Stanley Smith Barney
  Provo, UT
• 01/2015 → 06/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 08/2017 → Present
  Kestra Investment Services,Llc
  Provo, UT
• 08/2017 → Present
  Kestra Advisory Services, Llc
  Provo, UT

Previous Registrations

• 2009-06-01 → 2017-08-11
  Morgan Stanley
  Provo, UT
  Provo, UT
  Salt Lake City, UT
• 2003-04-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Provo, UT
• 2003-04-08 → 2003-04-16
  Morgan Stanley Dw Inc.
  Salt Lake City, UT
• 1993-07-31 → 2003-04-11
  Citigroup Global Markets Inc.
  Provo, UT

Other Businesses

Business Name: White Cap Wealth Management Investment Related: Yes Address: 3325 N University Ave. Suite 150 Provo UT 84604 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: CEO Start Date: 8/10/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Operate and run the businessBusiness Name: MoBuff LLC Investment Related: No Address: 67 N. Center St. American Fork UT 84003 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 11/17/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Lease to tenants

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-12-09
• S63 Uniform Securities Agent State Law Examination
  1981-03-02