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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2018-01-18 |
| MD | RA | APPROVED | 2017-12-21 |
Branch Locations
300 Red Brook Blvd Ste 320, Owings Mills, MD 21117 • United States
Rehoboth Beach, DE • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (F/K/A Linsco Private Ledger) | Pikesville | MD | 10/2005 | 12/2017 |
| Ameriprise Financial Advisors Inc. | Pikesville | MD | 12/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Owings Mills | MD | 03/2020 | Present |
Real Estate Ownership; Single Family; 36134 Knight Street Rehoboth Beach Delaware 19971, ,; Not Investment-Related; 05/02/2016 / Single Family; 19679 Prince Street Rehoboth Beach, Delaware 19971, ,; Not Investment-Related; 05/02/2016 / Single Family; 19721 Prince Street, , Rehoboth Beadh, DE, 19971; Not Investment-Related; 05/02/2016 / Single Family; 24192 Brach Street, , Georgetown, DE, 19947; Not Investment-Related; 05/02/2016 / Single Family; 36290 Rolling Lane, , Rehoboth Beach, DE, 19971; Not Investment-Related; 05/02/2016. Business Ownership; Bravos, Incorporated; ; Managing and operating the practice as well as income from singing; 19468 Manchester Drive Rehoboth Beach, Delaware 19971, ,; Not Investment-Related; 11/05/2005; 60 hours per month; 20 to 39 during trading hours / Fishhawk's; Owner; Restaurant; 1904 Coastal Highway, , Dewey Beach, DE, 19971; Not Investment-Related; 05/13/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Koinonia Foundation; President; 19468 Manchester Drive Rehoboth Beach, Delaware 19971, ,; ; 10/15/1984; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Gary Richman; Singing; 19468 Manchester Drive, , Rehoboth Beach,, DE, 19971; Not Investment-Related; 01/06/2005; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-26 |
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