Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2018-01-18
MD RA APPROVED 2017-12-21
  • DE RA
    APPROVED
    Since 2018-01-18
  • MD RA
    APPROVED
    Since 2017-12-21

Branch Locations

300 Red Brook Blvd Ste 320, Owings Mills, MD 21117 • United States

Rehoboth Beach, DE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (F/K/A Linsco Private Ledger) Pikesville MD 10/2005 12/2017
Ameriprise Financial Advisors Inc. Pikesville MD 12/2017 03/2020
Ameriprise Financial Services, Llc Owings Mills MD 03/2020 Present
  • 10/2005 → 12/2017
    Lpl Financial Llc (F/K/A Linsco Private Ledger)
    Pikesville, MD
  • 12/2017 → 03/2020
    Ameriprise Financial Advisors Inc.
    Pikesville, MD
  • 03/2020 → Present
    Owings Mills, MD
Previous Registrations
  • 2005-10-13 → 2017-12-26
    Pikesville, MD
    Rehoboth Beach, DE
  • 2005-01-04 → 2005-10-12
    Ryan Beck & Co.
    Baltimore, MD
Other Businesses

Real Estate Ownership; Single Family; 36134 Knight Street Rehoboth Beach Delaware 19971, ,; Not Investment-Related; 05/02/2016 / Single Family; 19679 Prince Street Rehoboth Beach, Delaware 19971, ,; Not Investment-Related; 05/02/2016 / Single Family; 19721 Prince Street, , Rehoboth Beadh, DE, 19971; Not Investment-Related; 05/02/2016 / Single Family; 24192 Brach Street, , Georgetown, DE, 19947; Not Investment-Related; 05/02/2016 / Single Family; 36290 Rolling Lane, , Rehoboth Beach, DE, 19971; Not Investment-Related; 05/02/2016. Business Ownership; Bravos, Incorporated; ; Managing and operating the practice as well as income from singing; 19468 Manchester Drive Rehoboth Beach, Delaware 19971, ,; Not Investment-Related; 11/05/2005; 60 hours per month; 20 to 39 during trading hours / Fishhawk's; Owner; Restaurant; 1904 Coastal Highway, , Dewey Beach, DE, 19971; Not Investment-Related; 05/13/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Koinonia Foundation; President; 19468 Manchester Drive Rehoboth Beach, Delaware 19971, ,; ; 10/15/1984; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Gary Richman; Singing; 19468 Manchester Drive, , Rehoboth Beach,, DE, 19971; Not Investment-Related; 01/06/2005; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-30
S63 Uniform Securities Agent State Law Examination 1981-10-26
  • S65 Uniform Investment Adviser Law Examination
    2004-12-30
  • S63 Uniform Securities Agent State Law Examination
    1981-10-26
Other Names
  • Gary Alan Richman
  • Gary A Richman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Owings Mills, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor