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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-03-08 |
| TX | RA | APPROVED_RES | 2019-03-01 |
Branch Locations
60 Willow Street Suite 101, Mystic, CT 06355 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mystic | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mystic | CT | 11/2016 | 02/2019 |
| Janney Montgomery Scott Inc. | Mystic | CT | 03/2019 | Present |
1) Slopeside Village Condominium Association; 43 Brad Mead Dr. Killington, VT 05751; start date 11/16/2019; President of the Board; conduct meetings; 2hrs/month; Investment-related 2) Mosonicare, Wallingford, CT. Finance Committee Member (01/2026) - review the financial programs and results of the different living communities. Not investment related, not compensated, 2 hour/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-28 |
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