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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-18
DC RA APPROVED 2008-06-25
  • TX RA
    APPROVED
    Since 2022-01-18
  • DC RA
    APPROVED
    Since 2008-06-25

Branch Locations

1700 K St Nw Ste 875, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Washington DC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Washington DC 11/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; WASHINGTON, DC; 100% OWNERSHIP; START 12/86; 0 HRS PER MONTH 0 DURING TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-06-13
S63 Uniform Securities Agent State Law Examination 1981-03-07
  • S65 Uniform Investment Adviser Law Examination
    1991-06-13
  • S63 Uniform Securities Agent State Law Examination
    1981-03-07
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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