Timothy Thomas Dougherty

Employer firm

Bay Colony Advisors CRD 152583

$1.43B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 08/2018
  Suntrust Investment Services, Inc
  Atlanta, GA
• 09/2016 → 08/2018
  Suntrust Advisory Services
  Atlanta, GA
• 08/2018 → Present
  Bay Colony Advisory Groupa, Inc D/B/A Bay Colony Advisors
  Atlanta, GA

Previous Registrations

• 2016-10-17 → 2018-09-04
  Truist Advisory Services, Inc.
  Atlanta, GA
• 2015-04-01 → 2016-12-31
  Truist Investment Services, Inc.
  Atlanta, GA
• 2009-06-01 → 2015-03-25
  Morgan Stanley
  Naples, FL
  Atlanta, GA
  Naples, FL
• 2009-04-30 → 2009-06-01
  Morgan Stanley & Co. Llc
  Naples, FL
• 2003-07-01 → 2009-02-10
  Wells Fargo Clearing Services, Llc
  Naples, FL
  Naples, FL
• 1999-05-13 → 2003-07-01
  Prudential Equity Group, Llc
  Naples, FL

Other Businesses

1) INDEPENDENT INSURANCE AGENT - INVESTMENT RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. SPEND 2% OF TIME ON THIS ACTIVITY. ATLANTA, GA 30319. 2) BIOTECH INSIGHTS PODCAST - NOT INVESTMENT RELATED, CONDUCTS A PODCAST ONLINE, SPENDS 4 HOURS PER MONTH ON THIS ACTIVITY. ATTENDS CONFERENCES. ATLANTA, GA 30319.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-09
• S63 Uniform Securities Agent State Law Examination
  1999-05-19