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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-03-26
UT RA APPROVED 2003-01-21
  • TX RA
    APPROVED_RES
    Since 2009-03-26
  • UT RA
    APPROVED
    Since 2003-01-21

Branch Locations

60 E South Temple St, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 08/1992 Present
Other Businesses

I*1363261 For profit or not for profit: Entity For Profit Name of outside business organization: Cherry on Wilshire LLC Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 8/1/2020 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Owner, I have a property manager that takes care of collecting rent, repairs etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-25
S63 Uniform Securities Agent State Law Examination 1981-06-11
  • S66 Uniform Combined State Law Examination
    2002-11-25
  • S63 Uniform Securities Agent State Law Examination
    1981-06-11
Other Names
  • Susan Cherry Ridges

View on SEC IAPD

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