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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-25
WA RA APPROVED 2018-01-25
CA RA APPROVED 2008-04-24
  • TX RA
    APPROVED
    Since 2026-05-25
  • WA RA
    APPROVED
    Since 2018-01-25
  • CA RA
    APPROVED
    Since 2008-04-24

Branch Locations

925 4Th Avenue Floors 20 Thru 22, Seattle, WA 98104 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Palo Alto CA 04/2008 Present
Previous Registrations
Other Businesses

1) EarthGen/4649 Sunnyside Avenue North, Suite 305, Seattle, WA 98103 US/ Investment relted?: no/Charity/ Through EarthGen's science-based, action-oriented programs, young people gain the knowledge, skills, and experience they need to become leaders for climate solutions and environmental justice./Member of Board of directors/I participate on the finance committee, racial equity committee, and serve as the Secretary./3/17/2020/ Time required during working hours?: yes/

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-12
  • S66 Uniform Combined State Law Examination
    2007-10-12
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Seattle, WA

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