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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2018-02-14 |
| MO | RA | APPROVED | 2018-02-14 |
| PA | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED_RES | 2018-02-14 |
Branch Locations
6620 Riverside Dr, Suite 102, Metaire, LA 70003 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | New Orleans | LA | 02/2009 | 02/2018 |
| Lpl Financial Llc | New Orleans | LA | 02/2018 | Present |
1. 02/14/2018 - LIVINGSTON FINANCIAL GROUP, INC. - Investment Related - 2 Locust Lane, Westminster MD 21157 - Non-Variable Insurance - REP/AGENT - Start Date 2009 - 160 Hours Per Month. 2. 02/14/2018 - Bruza Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2001 - 150 Hours Per Month/150 Hours During Securities Trading. 3. 02/14/2018 - LIFE BROKERAGE FINANCIAL GROUP - Investment Related - 2360 BOY SCOUT RD, CLEARWATER, FL - Non-Variable Insurance - Sales - Start Date 2009. 4. 02/14/2018 - BRUZA WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 5. 10/2/2018 - Livingston/Livingston Financial Group - DBA: Livingston Financial Group/Livingston - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/05/2018 - 20 Hours Per Month/20 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-20 |
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