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Inactive

Andrew Valentine Pool

Regatta Research & Money Management L.L.C.

Metairie, LA

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Current Employers
Regatta Research & Money Management L.L.C.

6620 Riverside Drive Suite 207, Metairie, LA 70003 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2004-07-01
  • LA RA
    APPROVED
    Since 2004-07-01

Branch Locations

6620 Riverside Drive Suite 207, Metairie, LA 70003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regatta Research & Money Management, Llc Metairie LA 11/2002 Present
Previous Registrations
  • 2001-10-23 → 2002-11-01
    Waddell & Reed
    Metairie, LA
Other Businesses

(1) OWNER OF FOUR BUILDINGS, FOR A TOTAL OF NINE RENTAL PROPERTIES. NON-INVESTMENT RELATED. (2) OWNER AND TRADESMEN IN CONSTRUCTION AND REMODELING BUSINESS. DUTIES: MEET WITH CLIENTS ABOUT SCOPE OF CONSTRUCTION WORK, PROVIDE ESTIMATES, ACCUMULATE MATERIALS, ARRANGE WORK DATES, CONSTRUCTION AND REMODELING. NON-INVESTMENT RELATED. START DATE: 2019. DEVOTE APPROX 8-16 HOURS PER MONTH, APPROX 1 HR PER 6 MONTHS DURING TRADING HOURS. ADDRESS: 22192 SAINT AMAND ST., COVINGTON, LA 70435

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-05
  • S66 Uniform Combined State Law Examination
    2001-03-05

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Metairie, LA
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TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Metairie, LA
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