Richard Kent Baird

Employer firm

Harborview Asset Management LLC CRD 332767

$125M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• SUB-ADVISORY SERVICES TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 04/2017
  Yellowstone Partners, Llc
  Park City, UT
• 04/2017 → 09/2017
  Holly Street Wealth Advisors
  St. George, UT
• 09/2017 → 09/2024
  Drive Wealth Management, Llc
  Lehi, UT
• 09/2024 → Present
  Harborview Asset Management Llc
  St. George, UT

Previous Registrations

• 2017-10-16 → 2024-12-16
  Drive Wealth Advisers
  St. George, UT
  Lehi, UT
• 2010-08-04 → 2017-10-11
  Yellowstone Partners
  Park City, UT
• 2017-04-10 → 2017-09-29
  Holly Street Wealth Advisors
  St. George, UT
  Pasadena, CA
• 2008-03-27 → 2009-12-31
  Wind River Advisors, L.L.C.
  Idaho Falls, ID
• 2004-07-28 → 2005-05-10
  Zions Capital Advisors, Inc.
  Berkeley, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-07

Designations

• Chartered Financial Analyst

Other Names

• Rick Baird
• Richard K Baird