Alice Ann Cameron-Roth

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2017-07-12

KY RA
APPROVED

Since 2017-07-12

Branch Locations

600 North Hurstbourne Parkway Suite 100, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Louisville	KY	10/2005	Present

10/2005 → Present

Stifel Nicolaus & Co Inc

Louisville, KY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-07-12
S63	Uniform Securities Agent State Law Examination	1981-04-22

S65 Uniform Investment Adviser Law Examination

2017-07-12
S63 Uniform Securities Agent State Law Examination

1981-04-22

Other Names

Alice Ann Cameron
Alice Ann Cameronroth

View on SEC IAPD

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