Frederick James Pieracci

Employer firm

J K R & Company, Inc. CRD 8040

$136M regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1977 → Present
  Cape Star Company
  Aliso Viejo, CA
• 08/2014 → 10/2023
  Kestra Investment Services, Llc
  Aliso Viejo, CA
• 11/2016 → 08/2023
  Nfp Retirement
  Aliso Viejo, CA
• 09/2023 → Present
  Jkr & Co., Inc.
  Van Nuys, CA
• 08/2023 → 10/2023
  Nfp Retirement, Inc
  Aliso Viejo, CA
• 10/2023 → Present
  J K R & Co., Inc.
  Van Nuys, CA

Previous Registrations

• 2023-09-05 → 2023-10-20
  Wealthspire Retirement Advisory
  Aliso Viejo, CA
• 2016-11-28 → 2023-09-05
  Wealthspire Retirement Advisory
  Aliso Viejo, CA
• 2016-04-18 → 2016-12-12
  Kestra Advisory Services, Llc
  Aliso Viejo, CA
• 2014-08-08 → 2016-09-22
  Kestra Investment Services, Llc
  Aliso Viejo, CA
  Aliso Viejo, CA
• 2006-03-02 → 2014-08-12
  Financial Telesis Inc
  Aliso Viejo, CA
  Laguna Hills, CA
• 2005-10-31 → 2006-03-06
  Osaic Services, Inc.
  Laguna Hills, CA
  Phoenix, AZ
• 2001-04-30 → 2005-10-31
  Sentra Securities Corporation
  Laguna Hills, CA

Other Businesses

Business Name: Cape Star Company dba Cape Star Company Insurance Services Investment Related: Yes Address: 30882 Westgreen Dr Laguna Niguel CA 92677 Nature of Business: Insurance Position, Title or Relationship: Owner, President Start Date: 2/1/1978 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: sales and service of life insurance products, non-qualified deferred compensation Business Name: NFP Investment Related: Yes Address: 120 Vantis, Suite 400 Aliso Viejo CA 92656 Nature of Business: Investment Advisory services through an independent outside RIA Position, Title or Relationship: Independent Contractor Start Date: 4/4/2016 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Investment advisory services JKR & Co., Inc. Investment Advisory business, IAR of the firm as an independent contractor. Start Date 9/91/2023 approximately 30% a month around 30 hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-04-13
• S63 Uniform Securities Agent State Law Examination
  1998-07-20

Other Names

• Fred Pieracci
• Frederick James Pieracci
• Frederick James Pieracci