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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-26 |
| TX | RA | APPROVED | 2019-12-26 |
Branch Locations
17200 Saticoy St, Van Nuys, CA 91406 • United States
7108 Sepulveda Blvd, Van Nuys, CA 91405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Encino | CA | 01/2012 | 03/2017 |
| Scottrade, Inc. | Northridge | CA | 03/2017 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northridge | CA | 10/2018 | 11/2019 |
| Bank Of America N.A. | Northridge | CA | 10/2018 | 11/2019 |
| Unemployed | Los Angeles | CA | 03/2018 | 10/2018 |
| Jp Morgan Securities, Llc | Encino | CA | 12/2019 | Present |
| Jp Morgan Chase Bank, N.A. | Encino | CA | 12/2019 | Present |
| Scottrade Investment Management | Northridge | CA | 03/2017 | 03/2018 |
| Td Ameritrade Investment Management, Llc | Encino | CA | 01/2012 | 03/2017 |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 5/1/2016 ADDRESS: 7641 Reseda CA DETAILS: 7641 RESEDA CA. INVESTMENT RELATED: HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-16 |
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