Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-13
NY RA APPROVED 2021-06-17
  • TX RA
    APPROVED
    Since 2023-09-13
  • NY RA
    APPROVED
    Since 2021-06-17

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

565 Taxter Rd Suite 490, Elmsford, NY 10523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fusion Financial Group Elmsford NY 11/2003 Present
Kestra Investment Services, Llc. Elmsford NY 12/2003 Present
Kestra Advisory Services, Llc. Elmsford NY 04/2016 Present
  • 11/2003 → Present
    Fusion Financial Group
    Elmsford, NY
  • 12/2003 → Present
    Kestra Investment Services, Llc.
    Elmsford, NY
  • 04/2016 → Present
    Elmsford, NY
Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Sinnott Wealth Management, Inc Investment Related: Yes Address: 555 Taxter Road Elmsford NY 10523 Nature of Business: Consulting; Insurance; Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: President Start Date: 12/8/2003 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Oversee company activities, aa well as do planning work

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-23
S63 Uniform Securities Agent State Law Examination 1989-11-21
  • S65 Uniform Investment Adviser Law Examination
    1995-10-23
  • S63 Uniform Securities Agent State Law Examination
    1989-11-21
Designations
Other Names
  • George S Sinnott

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor