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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-13 |
| NY | RA | APPROVED | 2021-06-17 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fusion Financial Group | Elmsford | NY | 11/2003 | Present |
| Kestra Investment Services, Llc. | Elmsford | NY | 12/2003 | Present |
| Kestra Advisory Services, Llc. | Elmsford | NY | 04/2016 | Present |
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Sinnott Wealth Management, Inc Investment Related: Yes Address: 555 Taxter Road Elmsford NY 10523 Nature of Business: Consulting; Insurance; Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: President Start Date: 12/8/2003 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Oversee company activities, aa well as do planning work
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-21 |
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