Michelle Marie Schroeder

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 03/2020
  Ameriprise Financial Services, Inc.
  Tacoma, WA
• 03/2020 → 07/2025
  Ameriprise Financial Services, Llc
  Tacoma, WA
• 07/2025 → Present
  Lpl Financial Llc
  Gig Harbor, WA

Previous Registrations

• 2016-03-23 → 2025-07-30
  Ameriprise Financial Services, Llc
  Tacoma, WA
  Tacoma, WA
• 2008-12-05 → 2016-02-09
  Ubs Financial Services Inc.
  Tacoma, WA
• 2007-04-02 → 2008-12-26
  Morgan Stanley & Co. Llc
  Tacoma, WA
• 2003-11-25 → 2007-04-02
  Morgan Stanley Dw Inc.
  Tacoma, WA
  Tacoma, WA

Other Businesses

1) 07/2025 - Notary - Mickey Schroeder / Inv Related / Start date 01/01/2000 2) 07/2025 - Narrows Financial Strategies / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 Hrs per month - 100% Time Spent

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-18
• S63 Uniform Securities Agent State Law Examination
  1984-07-11

Other Names

• Michele Marie Sonnenfeld
• Michele Hauge
• Michele Marie Hauge
• Michele M Hauge
• Michele Marie Schroeder