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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Comp | Springfield | MA | 12/1990 | Present |
| Mml Investors Services, Inc. | Buffalo | NY | 02/1991 | Present |
1) Name: Elmlawn Cemetery, Inv Rel: Y Addr:3939 Delaware Ave Tonawanda NY 14217, Nature: 501C3 Cemetery, Position: Board Member, Start: 01/01/2024, No Hr/Mo: 2 No Hr/Mo Dur Trading:0, Duties: Chairman of the finance/investment committee, oversee the management of the investment accounts. 2) NAME: KAFL INV REL: Y ADD: 300 CORPORATE PKWY, STE 216N, AMHERST NY 14226 NATURE: INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 11/01/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: SALES AND SERVICES FIXED ANNUITIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-16 |
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