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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-10
  • TX RA
    APPROVED
    Since 2024-04-10

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

El Paso, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc El Paso TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc El Paso TX 11/2016 04/2022
Gwfs Equities, Inc Greenwood Village CO 04/2022 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-07
S63 Uniform Securities Agent State Law Examination 1981-02-07
  • S65 Uniform Investment Adviser Law Examination
    1992-08-07
  • S63 Uniform Securities Agent State Law Examination
    1981-02-07
Other Names
  • Raul Rivas

View on SEC IAPD

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