Elizabeth Pfenninger Dahme

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Princeton, NJ
• 09/2009 → Present
  Bank Of America,Na
  Princeton, NJ

Previous Registrations

• 2002-07-30 → 2007-10-02
  Ubs Financial Services Inc.
  Princeton, NJ
  Princeton, NJ

Other Businesses

I*: 2757272 Entity Type: Fiduciary role Name of OBA: B. S. Address: Auburn, NY 13021 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/15/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 1 hr mthly Duties: Power of Attorney for Aunt

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-10-29

Other Names

• Dahme Peg
• Elizabeth Margaret Pfenninger