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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-01-14 |
| VA | RA | APPROVED | 1991-08-27 |
Branch Locations
1800 Tysons Blvd 5Th Floor, Suite 550, Mclean, VA 22102 • United States
8045 Leesburg Pike, Tower Iii Fairfax Sq@Tyson'S Corner #700, Vienna, VA 22182 • United States
Arlington, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Vienna | VA | 08/1988 | Present |
| #Ia Painewebber Incorporated | Vienna | VA | 08/1988 | Present |
NEW YORK STOCK EXCHANGE NYSE REGULATION, INC. 20 BROAD STREET NEW YORK, NY 10005 MEMBER OF THE NYSE HEARING BOARD CAN BE CALLED AS A PANELIST ON A HEARING FOR A CONTESTED,UNCONTESTED, OR CONSENT-TO DISPLINARY MATTER BROUGHT AGAINST AN INDIVIDUAL OR MEMBER ORGANIZATION BY THE DIVISION OF ENFORCEMENT, NYSE. WILL WORK ONE HOUR A MONTH STARTING ON 1/18/07 AND END ON 6/30/07 AND RECEIVE $400.00 New York Stock Exchange / United States / 11 Wall Street, New York, New York 10005 / On Call as arbitrator for the NYSE Acceptability Board and NYSE Hearing Board / One of three arbitrators who hear cases against either the Stock Exchange or Financial Advisors / www.theice.com / Receive Compensation?: YES / Start Date 7/25/2019
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1981-02-27 |
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