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9390 Research Blvd Kaleido Bldg I Suite 330, Austin, TX 78759 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-06 |
Branch Locations
9390 Research Blvd Kaleido Bldg I Suite 330, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bearing Financial Advisors, Llc | Austin | TX | 05/2002 | Present |
| Calton & Associates, Inc. | Tampa | FL | 08/2016 | 09/2019 |
Name of Business: Group I Insurance License. Non-Investment related. Address: 11020 Oakmont, Overland Park, KS 66210. Nature of Business: Managing General Agency. Position/Title/Relationship: Agent. Hours per month: 2-3. Hours per month during Securities trading hours: 2-3. Duties/Responsibilities: I occasionally request proposals and review them with my clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-12 |
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