Walter R Trapp

Current Employers

Employment History

• 10/1980 → 09/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florence, AL
• 07/2011 → 09/2020
  Bank Of America, N.A.
  Florence, AL
• 09/2020 → Present
  Morgan Stanley Smith Barney Llc
  Florence, AL
• 09/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 1991-04-05 → 2020-09-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florence, AL
  Florence, AL

Other Businesses

I*20979 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PCA FOUNDATION INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: ATLANTA, GEORGIA 30043 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 6/15/2008 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DIRECTOR/BOARD MEMBER SUBCOMMITTEE MEMBER RELIGIOUS *458577 - Trapp Family, LLC; Investment related - Yes; Florence, Alabama; Investment/Finance/Banking; Officer (proprietor, partner, officer, director, employee, trustee, agent); 07/2008; During business hours: 0; After business hours: 1; Investment Decisions/Advice I*77842 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SINGING RIVER ENERGY LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: TUSCUMBIA, ALABAMA 35674 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/30/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS LLC WAS SET UP TO HOLD OIL/GAS INVESTMENTS. I*20981 For profit or not for profit: For-Profit Organization Name of outside business organization: UNA Foundation Investment related: N Address of business: Florence, Alabama 0 Nature of business: Corporation, Position, title, association: Director, Start date of relationship: 5/1/2009 Number of hours devoted: 3 hour(s) Quarterly Number of hours devoted during trading hours: 3 Duties: Director/Board Member Charity for UNA *414346 - The Presbyterian Church of America Foundation; Investment related No; Lawrenceville, GA; Charitable; Board Member, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2008; During business hours: 1; After business hours: 1; Administrative. *467974- Power of Attorney; Investment related -Yes; Chicago, Illinois; Power of Attorney; 01/2015; During business hours: 1; After business hours: 1; *471463 - The Prime Mover; Investment related - No; Florence, Alabama; Publishing; Author (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 3; After business hours: 17; Writing and editing book. *591260 - The Novel Aiden ; Investment related - Yes ; Florence ,Alabama ; Publishing ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 4/2024 ; During business hours : 2 ; After business hours : 0 ; Administrative:Labor/Service

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-30
• S63 Uniform Securities Agent State Law Examination
  1981-01-09

Other Names

• Walter R Trapp
• Walter Russell Trapp