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211 Owings Gate Ct Suite 302, Owings Mills, MD 21117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 1999-06-30 |
Branch Locations
211 Owings Gate Ct Suite 302, Owings Mills, MD 21117 • United States
6003 University Avenue, Ste C, Cedar Falls, IA 50613 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Financial Management, Ltd | Owings Mills | MD | 10/1983 | Present |
| Investors Professional Services Inc | Cedar Falls | IA | 04/1980 | 12/2022 |
| American Financial Securities, Inc. | Cedar Falls | IA | 08/2001 | 12/2022 |
| Balanced Security Planning Inc | Newport Beach | CA | 12/2022 | Present |
| Independent Insurance Agent | Cedar Falls | IA | 01/1980 | Present |
1.American Financial Management Ltd., investment-related, 9830 Reisterstown Rd. #219 Owings Mills, MD 21117, Registered Investment Advisor, 1983, 10 hours/month, 10 hours/month during securities trading hours, advise clients on RIA service and conduct review. 2.Author and Speaker, non-investment-related, 2927 Minnetonka Dr., Cedar Falls, IA 50613, Book Sales and Speaking Engagements Website, Author and Speaker, 2022, 20 hours/month, 20 hours/month during securities trading hours, website maintenance, sales of books, speaking engagements. 3.Moss Valley Group LLC, non investment-related, 2927 Minnetonka Dr., Cedar Falls, IA 50613, Entity for Author book sales and speaking engagements, member, 2022, 10 hours/month, 10 hours/month during securities trading hours, receiving and disbursing income and expenses from book sales and speaking. 4.Insurance Agent, investment-related, 2927 Minnetonka Dr., Cedar Falls, IA 50613, activities in recommending and placing life insurance and annuities, licensed agent, 1980, 20 hours/month, 20 hours/month during securities trading hours, use of life insurance and fixed annuities to solve client issues. 5.Million Dollar Round Table (MDRT), non-investment-related, 325 W Touhy Ave., Park Ridge, IL 60068, Professional Association, member, 1984, 3 hours/month, .5 hours/month during securities trading hours, volunteer for various member committees & charitable foundation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1981-02-07 |
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