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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-04 |
| TX | RA | APPROVED_RES | 2012-07-20 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Alexandria | MN | 07/2012 | Present |
TRUSTEE FOR KMS CONSULTING INC 401K, INV RELATED, ALEXANDRIA, MN, START: 9/11/2020, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K. KMS CONSULTING, INC; INVESTMENT RELATED; ALEXANDRIA,MN; 100% OWNERSHIP; START DATE 09/16/2020; NUMBER OF HOURS PER MONTH 190; NUMBER OF HOURS DURING TRADING 160; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1981-04-21 |
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