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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-01-14 |
| CO | RA | APPROVED | 2016-07-11 |
| MD | RA | APPROVED | 2009-03-10 |
| TX | RA | APPROVED | 2009-03-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Annapolis | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Annapolis | MD | 11/2016 | Present |
TRUSTEE FOR FATHER'S TRUST, INV RELATED, CROWNSVILLE, MD, START: 3/24/2021, 3 HRS/MONTH, 0 HRS DURING TRADING.; PERSONAL REPRESENTATIVE FOR FATHER'S ESTATE, INV RELATED, CROWNSVILLE, MD, START: 4/20/2021, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-05-10 |
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