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600 Airborne Pkwy Suite #120, Buffalo, NY 14225 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-08-06 |
| NY | RA | APPROVED | 2021-03-15 |
| VA | RA | APPROVED | 2016-05-18 |
| FL | RA | APPROVED | 2014-12-24 |
Branch Locations
600 Airborne Pkwy Suite #120 Fax # 716-849-0144, Buffalo, NY 14225 • UNITED STATES
600 Airborne Pkwy Suite #120, Buffalo, NY 14225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Buffalo | NY | 12/2000 | Present |
Buffalo Suzuki Strings, not investment-related, 4 Webster Street, N. Tonawanda, NY 14150, Music School, Board Member, 10/1/2-15,Finance Committee Chair 1/31/18, 2 hrs per month, 2 hrs during securities trading hours, offering opinions regarding school budgets, helping with long-term planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-29 |
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